Welcome

I am pleased to welcome members of the National Advisory Mental Health Council (NAMHC), speakers and guests to our 230th meeting. In this report I will share with you information about new and ongoing initiatives at the National Institutes of Health (NIH) and the National Institute of Mental Health (NIMH).

Budget

In late December 2011, Congress passed and the President signed into law the Consolidated Appropriations Act, 2012, which makes available $30.869 billion for NIH and $1.480 billion for NIMH for fiscal year (FY) 2012. This represents increases over FY 2011 levels of 0.8% for NIH and 0.2% for NIMH. The NIH and NIMH levels for FY 2012 are lower than the President’s FY 2012 budget request (which included increases over FY 2011 levels of 4.4% for NIH and 2.9% for NIMH), and lower than inflation, which is estimated to be at 3.0% for FY 2012; however, relative to other federal agencies, NIH and NIMH have fared well.

As part of the National Defense Authorization for FY 2012, which was signed into law by the President on December 31, 2011, the Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) Programs were reauthorized for six years. The National Defense Authorization also calls for a few key changes to these small business programs which increase the flexibility of the program. These changes include: Small businesses that are primarily owned by venture capital will now be allowed to participate in the program and the Authorization has increased funding flexibility in awarding Phase I and Phase II SBIRs across different federal agencies. In addition, the congressional set aside for the SBIR program will increase each year from 2.5% in FY 2011 to 3.2% in FY 2017. The set aside for the STTR program increases from 0.30% in FY11 to 0.45% in FY 2017.

FY 2012 Funding Strategy for Research Grants

NIMH awarded 465 new and competing research project grants (RPGs) in FY 2011, the lowest number since 1998 and a 16% reduction from FY 2010. This number would have been lower, if not for strategic reductions in numerous areas, including centers, conferences, and our intramural research program. Thanks to these austerity measures, we expect to be able to award over 500 new and competing RPGs in FY 2012.

In FY 2012, NIMH will support new and competing RPGs at a level equivalent to the 15th percentile for established investigators and at a level equivalent to the 18th percentile for new and early stage investigators. As in previous years, we will implement a “select pay” policy, in which we may support grants beyond our nominal payline, in order to focus on innovative projects relevant to the NIMH Strategic Plan, and to facilitate funding of new and early stage investigators at success rates comparable to established investigators. We will also continue to invest approximately 15% of our competing RPG funds towards Requests for Applications that target gap areas in which we are not receiving unsolicited grant applications. In several ways, our funding strategy for FY 2012 will be shaped by the significant reductions to our appropriation anticipated in FY 2013 and beyond (described below). For example, we will place increased emphasis on funding grants with limited out-year commitments, such as administrative supplements.

Non-competing continuation grants will be maintained at FY 2011 levels, for both modular and non-modular grants. No inflationary increases will be allowed in FY 2012, for either modular or non-modular grants. For non-modular grants, remaining future year budgets will be adjusted to remove inflationary increases. A 2% stipend increase will be allowed in FY 2012 for research training grants.

Outlook for FY 2013

The Budget Control Act of 2011, which was signed into law this past August, requires the Federal government to reduce spending by up to $1.5 trillion, with reductions spread evenly over FYs 2013-2021. The legislation provides two paths along which such savings could be achieved. The first path calls for a special Congressional committee to identify targeted reductions, whereas the second path, which has been activated due to the failure of the first path, calls for level across-the-board reductions, through a process called sequestration. Under the sequestration process defined by the legislation, non-security discretionary programs, including NIH, can expect an approximately 8% reduction in FY 2013 from FY 2011 levels. It is unknown whether additional legislation will be passed between now and FY 2013 to adjust the overall reduction and/or to make it more targeted toward specific agencies or programs.

NIH-Wide Updates

Interagency Autism Coordinating Committee

On September 30, 2011, President Obama signed the Combating Autism Reauthorization Act (CARA) into law, ensuring that all vital Federal autism research and services programs would continue without disruption and allowing the Interagency Autism Coordinating Committee (IACC) to carry on its work until 2014. The legislation, Public Law 112-32External Link: Please review our disclaimer. (PDF – 119 KB), sponsored by Senators Robert Menendez (D-NJ) and Mike Enzi (R-WY) in the Senate and Congressmen Chris Smith (R-NJ) and Mike Doyle (D-PA) in the House of Representatives, reauthorizes ongoing efforts related to autism spectrum disorder (ASD) across agencies within the Department of Health and Human Services (HHS) and in collaboration with other Federal agencies. In addition to continuation of the IACC, these efforts include biomedical and services research, surveillance activities to determine national prevalence, and programs to promote early diagnosis and intervention.

Nominations for public members to serve on the IACC under CARA were requested via a public callExternal Link: Please review our disclaimer. for nominations. Secretary Sebelius will make the final selections and appointments of public members to the committee. Following the completion of the appointment process, the committee will reconvene in the spring of 2012.

National Center for Advancing Translational Sciences

The National Center for Advancing Translational Sciences (NCATS) was formally established as a new component of the NIH in a provision included in the omnibus appropriations bill for FY 2012, passed by Congress and signed into law by President Obama on December 23, 2011. This is an important step forward in NIH’s efforts to speed the delivery of new drugs, diagnostics, and medical devices to patients. Just over a year ago, the Scientific Management Review Board recommended the establishment of this new component of NIH. While translational science is a priority for most Institutes, including NIMH, NCATS will provide tools and experiments for re-engineering the process of translation, including new partnerships with industry, FDA, and DARPA.

With the establishment of NCATS, the NIH National Center for Research Resources (NCRR) has been disbanded. In his note to staff on December 17, 2011, NIH Director Francis Collins, M.D., Ph.D., paid tribute to the important contributions of the employees and grantees to NCRR, recognizing its rich history. He remarked that NCRR’s scientific legacy will live on and indicated that the Center has established and administered a remarkably diverse portfolio of research programs over more than two decades, most recently including the re-invention of the nation’s academic clinical research network in the form of the Clinical and Translational Sciences Awards (CTSAs). The CTSAs and other programs will remain components of NCATS. Former NCRR staff and programs will transition into new areas within NCATS and other Institutes and Centers (ICs). As Dr. Collins reflected on the many accomplishments of NCRR, he also encouraged all to look ahead to NCATS realizing its vision of catalyzing innovation.

NIH Common Fund Programs and Initiatives

The NIH Common Fund encourages collaboration and supports a series of exceptionally high impact, trans-NIH programs. The Common Fund is coordinated by the Office of Strategic Coordination, one of the six offices of the Division of Program Coordination, Planning, and Strategic Initiatives (DPCPSI) within the Office of the Director. The intent of NIH Common Fund programs is to provide a strategic and nimble approach to address key roadblocks in biomedical research that impede basic scientific discovery and its translation into improved human health. In addition, these programs capitalize on emerging opportunities to catalyze the rate of progress across multiple biomedical fields.

Early Independence Awards

The NIH Director’s Early Independence Award program (EIA) represents a new approach to stimulate outstanding and highly innovative junior investigators who possess the intellect, scientific creativity, drive and maturity to begin an independent academic position as early in their careers as possible—immediately following completion of their graduate research degrees. The EIA program is intended to spur productive new careers and pioneering research. Ten awards were issued with two in areas of relevance for NIMH, including:

NIMH Updates

Office of Constituency Relations and Public Liaison (OCRPL)

NIMH has selected 28 new partners for its Outreach Partnership Program, a national outreach and education initiative which recruits nonprofit organizations through a competitive expert peer review process. Outreach Partners have now been selected in each state, the District of Columbia, and Puerto Rico to work with NIMH to disseminate the latest mental health-related research findings within their states and local communities, informing the public about mental disorders, and helping to reduce the stigma and discrimination associated with mental illness.

Recent NIH and NIMH Meetings of Interest

World Congress of the World Federation for Mental Health

On October 16-21, 2011 staff from the NIMH Office for Research on Disparities and Global Mental Health (ORDGMH) participated in the World Congress of the World Federation for Mental Health in Cape Town, South Africa. NIMH sponsored 15 U.S. early career investigators to attend the joint NIMH/Wellcome Trust Networking Workshop. The Wellcome Trust is a charitable foundation based in the United Kingdom that funds medical humanities and biomedical research. The Trust supports programs in neuroscience, mental health and global health. The aim of this shared activity was to facilitate networking and career development opportunities for U.S. investigators interested in global mental health. NIMH hosted a symposium, Mental Health and the Global Health Agenda: The Role of the Grand Challenges in Global Mental Health Initiative, during which the methods, findings, and future directions of the Grand Challenges in Global Mental Health were presented to an international audience. In a workshop titled, Meet the National Institute of Mental Health: Opportunities for Research and Research Training, NIMH staff introduced participants to the NIMH, outlining its scientific areas of interest, funding mechanisms, and associated activities in global mental health research.

2011 NIMH BRAINS Award Ceremony

NIMH held a reception to honor the third class of Biobehavioral Research Awards for Innovative New Scientists (BRAINS) on November 12, 2011 at the Society for Neuroscience (SFN) meeting in Washington, DC. The BRAINS award is intended to support highly innovative R01 research projects from outstanding, early stage scientists and their career development. Phil Wang, M.D., Dr.P.H. opened the ceremony with a scientific overview of innovative research in priority areas currently supported by NIMH. Each of the awardees then gave a brief overview of their research project that will be supported by the BRAINS grant. Following the presentations, NIMH program staff, prior BRAINS grantees and SFN attendees had an opportunity to network with the 2011 BRAINS awardees. The 2011 BRAINS awardees are:

Grantee Awards and Honors

NIMH Awards and Honors

NIMH Staff News

Retirements

National Institute of Mental Health
FY 2011 - FY 2012 Budget (Total)
(Dollars in Thousands)

 FY 2011 Actual
 Success Rate = 22% (2,509 Appls.)
 Non-CompetingCompetingTotal
 No.AmountNo.AmountNo.Amount
Research Grants:      
Research Projects:      
Noncompeting1,565682,950  1,565682,950
Admin. Suppl(39)15,370  (39)15,370
Competing  465183,035465183,035
Subtotal1,565698,320465183,0352,030881,355
       
SBIR/STTR3114,1116320,1479434,258
Subtot.,RPG1,596712,431528203,1822,124915,613
       
       
Research Centers4885,7451522,70863108,453
       
Other Research:      
Res. Careers31350,1796910,21838260,397
Coop. Clin. Res000000
Other7324,909254,0929829,001
Subtot., Other38675,0889414,31048089,398
Total Res.Grants2,030873,264637240,2002,6671,113,464
       
Research Training:FTTP FTTP FTTP 
       
Individual1596,111963,89225510,003
Institutional.58927,831763,52866531,359
Total Training74833,9421727,42092041,362
       
R&D Contracts13974,54273,87014678,412
  (51)  0(51)
Total, Extramural 981,748 251,490 1,233,238
       
 FTEs: FTEs: FTEs: 
Intramural Res366166,869  366169,869
       
Res. Mgmt. & Supp24374,151  24374,151
       
       
Total, NIMH6091,225,7680251,4906091,477,258

 

 

 FY 2012 Estimate (+.2%> FY 2011 Actuals)
  
 Non-CompetingCompetingTotal
 No.AmountNo.AmountNo.Amount
Research Grants:      
Research Projects:      
Noncompeting1,526662,118  1,526662,118
Admin. Suppl(40)15,000  (40)15,000
Competing  531208,964531209,964
Subtotal1,526677,118531208,9642,057886,082
       
SBIR/STTR5721,8274614,68710336,514
Subtot.,RPG1,583698,945577223,6512,160922,596
       
       
Research Centers4679,5781928,87565108,453
       
Other Research:      
Res. Careers29146,9539113,44438260,397
Coop. Clin. Res 00 000
Other6522,97137603010229,001
Subtot., Other35669,92412819,47448489,398
       
Total Res.Grants1,985848,447724272,0002,7091,120,447
       
Research Training:FTTP FTTP FTTP 
       
Individual1556,010973,99325210,003
Institutional58327,156734,20365631,359
Total Training73833,1661698,19690741,362
       
R&D Contracts13767,904910,50814678,412
  (51) 00 0(51)
Total, Extramural 949,517 290,704 1,240,221
       
 FTEs: FTEs: FTEs: 
Intramural Res366166,471  366166,471
       
Res. Mgmt. & Supp24373,151  24373,151
       
       
Total, NIMH6091,189,1390290,7046091,479,843

Future Council Meetings

  • May 30, 2013
    Registration
  • September 19, 2013
  • January 23, 2014
  • May 22, 2014
  • September 18, 2014
  • February 6, 2015
  • May 29, 2015
  • September 11, 2015