Cross-Cutting Research Themes
Several significant research themes cut across and are integral to the Goals of the NIMH Strategic Plan for Research. These themes highlight areas where NIMH-funded science may have the greatest impact, bridge research gaps, and offer novel approaches to accelerate advances in mental health research. This section summarizes these major themes that, along with the challenges and opportunities facing the mental health field, inspired this Strategic Plan for Research.
A Comprehensive Research Agenda
Excellent and comprehensive science requires an inclusive approach focused on varied topic areas, extending research participation and partnerships, and advancing the research agenda across multiple timeframes. To ensure there is the potential to improve clinical care over the short-, medium-, and long-term, study designs should engage diverse populations and perspectives, methods, tools, and models. Diversity in these areas of research, such as engaging multiple perspectives, enables us to address complex basic, translational, and applied questions, including those at the intersection of the brain, behavior, and community. All vertebrate animal and human studies should factor sex as a biological variable into research designs and reporting. Depending on the research question, researchers should consider how genetic background will advance the quality and interpretability of the outcomes. Clinical research studies should include participants from diverse racial and ethnic backgrounds, and across gender identities, geographical context, socioeconomic status, neurotype, and age—offering meaningfully representative samples best suited to address public health concerns and provide the most rigorous foundation to inform care and policy.
NIMH has a developmentally focused, theory-based prevention research program that spans the life course from prenatal though late-life, at different levels of intervention (e.g., universal, selective, indicated, tiered), and in different settings (e.g., families, schools, health care, communities). While the targeted developmental stage may change, the primary focus of interventions is on reducing risk and increasing protective factors that can modify proximal outcomes (e.g., parenting, self-regulation, skill development) and long-term, distal outcomes (e.g., depression, anxiety, suicide ideation and behaviors). Transition periods (e.g., biological, normative, social) offer important opportunities for the implementation of prevention interventions at different developmental stages. NIMH supports research examining the efficacy and effectiveness of prevention interventions conducted in a variety of contexts and settings, and the implementation of effective interventions at scale in communities in a sustainable manner.
Global Mental Health
Mental illnesses are a global concern, presenting shared opportunities to advance science across international boundaries. NIMH investments in effectiveness and implementation research in low- and middle-income countries are producing innovative strategies for expanding access to mental health care and improving care quality and outcomes in a range of settings worldwide. Notably, several researchers are taking interventions developed for low resource settings in the global context and applying them in the United States to address the tremendous burden of illness and limited health care capacity during the COVID-19 pandemic. At the same time, new global opportunities are emerging to advance our understanding of how genetics (or population genetics), cultural backgrounds, societal and familial structures, and environmental exposures can be integrated within basic and translational mental health research. Findings from this research will enhance our knowledge of mental health and illness; point to new targets for better preventive and treatment interventions; and, lead to novel approaches for addressing mental health needs worldwide, including those of currently underserved populations. NIMH also supports research on the implementation of new and evolving tools and technologies to facilitate and improve mental health screening, assessment, prediction, prevention, and treatment across systems of care. International collaborations with researchers, providers, advocates, individuals living with mental illness and their families, and global health and development agencies are also improving NIMH’s ability to address mental illnesses in the United States, especially for those from geographically, socioeconomically, and culturally diverse populations.
Numerous factors in the environment can influence the development of mental illnesses. The environment includes natural and built components, individual factors such as the microbiome, and social factors such as, family interactions, peer relationships, and social determinants of health. Social determinants may include structural racism, housing instability, food insecurity, socioeconomic status, and others. These environmental factors, which vary within and across populations and settings, can affect biological systems important in regulating functions of the body and mental processes. We are making significant strides toward understanding how environmental factors affect brain development and shape behavior. For example, as part of the Adolescent Brain Cognitive Development (ABCD) study, which has enrolled over 10,000 children across the country, researchers are examining how biology and environment interact and relate to developmental outcomes, such as physical health and mental health. NIMH also continues to vigorously support efforts to study the biological and psychological impacts of trauma, mechanisms of prenatal risk, and numerous other environmental factors that may contribute to mental illnesses. In collaboration with the NIH Helping to End Addiction Long-term® (HEAL) Initiative, NIMH supports the HEALthy Brain and Child Development (HBCD) Study to understand the impact of prenatal and postnatal exposure to drugs and other adverse environmental conditions and on brain development and development of substance use, mental disorders, and other developmental outcomes. NIMH is also participating in the NIH Climate Change and Health Initiative, an urgent, cross-cutting effort to reduce health threats from climate change and build health resilience in individuals, communities, and nations around the world, especially among those at highest risk.
Comorbidities—the co-occurrence of mental and/or other physical disorders, including substance use disorders—may affect both the development and clinical course of mental illnesses through their effects on basic biological processes. For example, some treatments for people with HIV may affect inflammation in the CNS, metabolism, and the microbiome—factors that also impact the development of mental illnesses. Examining the interactions between mental illnesses and co-occurring conditions will provide additional insight into the causes and facilitators of mental illnesses, as well as provide pathways to improve the provision of interventions and services to ultimately prevent and treat mental illness and comorbidities and achieve better outcomes for people with mental illnesses. NIMH works with other NIH Institutes and Centers to support research to address treatable medical comorbidities linked to premature mortality associated in people with serious mental illness. For example, through the NIH HEAL Initiative®, NIMH leads a portfolio of research help improve the provision of services for people with co-occurring opioid use disorder and mental disorders and/or suicide risk.
Engaging Novel Frameworks for Studying Mental Disorders. High rates of psychiatric comorbidity and heterogeneity of symptoms occur when patients are characterized using solely the current diagnostic categories, which rely on self-reported or observable symptoms. To extend research beyond diagnostic boundaries, NIMH’s evolving Research Domain Criteria (RDoC) framework integrates many approaches and levels of information to advance our understanding of mental illnesses. These levels of information span from cellular to behavioral measures, with attention to developmental trajectories and the impact of environmental and social factors. The RDoC framework is also well-suited to computational approaches, such as those described below, which incorporate multiple multimodal sources of information to improve mental health outcomes. Through the RDoC framework, NIMH encourages the identification of neurobehavioral mechanisms of specific domains of function. Beyond improving research sample characterization using objectively measurable factors, this approach holds promise for uncovering mechanisms of mental illnesses, identifying putative therapeutic targets, and paving the way for novel preventive and treatment interventions.
Advancing Interventions. Historically, novel prevention and treatment development has been slow, expensive, and high risk. To speed progress across the basic-to-clinical research pipeline, NIMH employs an experimental therapeutics approach to clinical trials requiring studies to define intervention targets and milestones. With NIMH’s experimental therapeutics approach, studies not only evaluate the clinical effect of an intervention, but also generate information about the mechanisms contributing to a disorder or an intervention response.
Accelerating Public Health Impact. The translation of new interventions into routine practice and population-level benefits has also been far too slow. To accelerate the adoption and implementation of evidence-based interventions and strategies into routine mental health care and other settings, NIMH invests in studies that anticipate real-world implementation during intervention development. Additionally, NIMH takes an experimental approach to testing mechanisms of effective care delivery in real-world settings, engages stakeholders throughout the research process, and attends to pragmatic questions about implementation like financing, scalability, and sustainability. This is especially important when considering the challenges of delivering care to underserved communities and in low-resource settings.
Computational approaches are aimed at developing mathematical and modeling frameworks to improve the understanding, prevention, and treatment of mental illnesses. Computational approaches can allow us to mechanistically describe and empirically test how high-level behavioral phenotypes emerge from complex neurobiological processes at the micro-, meso-, and macro-scale levels of the brain. For example, computational models can put into explicit mathematical terms testable hypotheses regarding how alterations in genes might causally affect circuit function through disruptions of neuronal and synaptic dynamics. Similarly, computational models can suggest how circuit dysfunction impacts neural development and plasticity, and how that dysfunction manifests in behavior leading to progressive, chronic disorders. In addition to modeling frameworks incorporating biophysical realism, more data-driven computational approaches can take advantage of large data sets, categorizing brain dysfunction in ways that can lead to better diagnoses, improved biomarkers, and tailored preventive and treatment interventions. Using big data and theoretical approaches in clinical research can help bridge the gap between integrative multi-omics (e.g., epigenomics, transcriptomics, proteomics), neuroimaging, and digital phenotyping to traverse the complex path from genomics to therapeutics. Using computational approaches to assist in the development of explanatory theoretical models that integrate information across diverse experimentally tested domains (such as biological, psychological, social, and cultural environments; see the RDoC framework) can help define a critical path forward for understanding mechanisms and advancing new treatments. Within clinical research, computational methods (e.g., data mining, machine learning, predictive analytics) may also be used to analyze electronic health records or other clinical data to identify modifiable risk factors, derive quantitative predictions to inform the optimal timing of interventions, and evaluate the outcomes of treatment trajectories. For instance, mathematical modeling approaches may identify how mental health and HIV transmission dynamics impact HIV prevention and treatment. NIMH is dedicated to supporting computational approaches that integrate knowledge gained at genetic, molecular, cellular, circuit, behavioral, and health care system levels, and ask high-impact basic neuroscience, translational, and service and intervention questions.
Harnessing the Power of Data
Advances in data acquisition and the availability of aggregated, harmonized data sets, coupled with new computational modelling tools like machine learning, are revolutionizing the efficiency with which researchers turn data into knowledge. These advances will ultimately help us better understand the complex factors affecting prevention and treatment outcomes, and will optimize mental health care quality and effectiveness. NIMH is committed to providing modernized data infrastructure for use by the research community, capitalizing on advances in data science and information technology; setting policies to address storing data efficiently and securely for productive and ethical data use; and, connecting with the NIH data ecosystem and other data systems to make NIMH data usable to the broader community, consistent with findability, accessibility, interoperability, and reusability (FAIR) principles. In addition to providing the infrastructure, NIMH is working with other major mental health research funders around the world to establish a set of measures that all mental health researchers may use as they collect data. This effort is expected to allow researchers to better integrate data from different laboratories. Further, the development, validation, optimization, and expansion of digital mental health tools will improve our understanding of mental illnesses in real time, help track the course of illness, and improve mental health care. NIH’s Data Sharing Policy encourages widespread data sharing and collaborations with experts in other areas of science, including behavioral and social scientists, implementation scientists, ethicists, engineers, informaticists, and computer scientists, to add significant value to research and accelerate the pace of discovery.
Scientific advancement requires investment in future generations of mental health researchers. Indeed, research shows that diverse teams working together and capitalizing on innovative ideas and distinct perspectives outperform homogenous teams. As such, NIMH encourages investigators to consider diverse perspectives in designing their investigative teams, and emphasizes the importance of the diversity of perspectives across all phases of career development.
Training. Supporting outstanding scientists who will advance the field of mental health research is a priority for NIMH. NIMH uses institutional and individual funding mechanisms to support research training, education, and career development across a range of career stages from undergraduate education through early-stage faculty positions. The Institute maintains a robust investment in the career development of investigators in all priority research areas described in NIMH’s Strategic Plan for Research and is committed to the inclusion of individuals who enrich the diversity of perspectives in research.
Inclusion and Diversity. By prioritizing inclusion and diversity, NIMH remains steadfast in its commitment to improving recruitment, training, advancement, and retention of researchers from diverse backgrounds, including those from groups underrepresented in the biomedical and behavioral sciences, across areas of research funded by NIMH. For example, at the institutional level, NIMH supports the NIH Blueprint Program for Enhancing Neuroscience Diversity through Undergraduate Research Education Experiences (BP-ENDURE) that is focused on preparing undergraduates to enter and successfully complete neuroscience Ph.D. programs. Likewise, NIMH participates in the Maximizing Opportunities for Scientific and Academic Independent Careers (MOSAIC) effort to enhance diversity within the academic biomedical research workforce by providing support and mentorship to facilitate the transition of promising postdoctoral researchers from diverse backgrounds into independent faculty careers in research-intensive institutions. NIMH also encourages the neuroscience community to take advantage of the new NIH-wide Faculty Institutional Recruitment for Sustainable Transformation (FIRST) Program, supported by the NIH Common Fund. Further, NIMH is participating in the BRAIN Initiative effort to support the establishment of facilities at minority-serving institutions and Institutional Development Award-eligible institutions for improved access to key neuroscience research resources. NIMH is also participating in an effort to evaluate the impact of the recent Plan for Enhancing Diverse Perspectives (PEDP), a required element for some NIH applications to outline strategies to advance the scientific and technical merit of the proposed project through expanded inclusivity. In addition, NIMH offers several funding opportunities and supplement programs to enhance the diversity of the workforce. To better understand barriers and facilitators to achieving racial and ethnic equity in funding success, NIMH also hosted virtual listening sessions during which extramural researchers shared their experiences navigating the NIH grant application process.
Updated: June 2022